Job Description
KeyResponsibilities
- Liaisewithadviserstounderstandclientobjectivesandgatheranyadditionalinformationrequiredtocompletesuitabilityassessments
- Reviewfact-finddatatodevelopaclearpictureofeachclientsoverallfinancialposition
- Investigateclientqueriesthoroughlyandprovideclear,accurateresponses
- Carryoutcomparativeanalysistosupportwell-informedclientrecommendations
- Conducttechnicalresearchaspartofreviewingexistingfinancialarrangements
- Performtaxplanningassessmentswhereappropriate
- Createandinterpretcashflowmodelstosupportfinancialplanningadvice
- Prepareclientsuitabilityreportsandcorrespondencewithinagreedtimeframes,ensuringaccuracyandclarity
- Produceannualreviewreportsandclientcommunicationsinlinewithagreedservicelevels
- Ensureallclient-relatedworkmeetsregulatorystandardsandissupportedbyappropriatedocumentation
- AdhereatalltimestotherequirementsoftheFinancialServicesandMarketsAct2000andrelevantFinancialConductAuthority(FCA)rulesandprinciples
- Supportpositiveclientoutcomesbyfollowinginternalcompliancepoliciesandprocedures,includingthoserelatingtofinancialcrimeprevention(e.g.anti-moneylaundering,dataprotection,fraud,andanti-bribery)
- Stayinformedofrelevantdevelopmentsinproducts,legislation,andtechnicalguidance
- Maintaintherequiredlevelofprofessionalcompetencefortherole
- Completeandaccuratelyrecordongoingcontinuingprofessionaldevelopment(CPD)
SkillsandExperience
- HoldsaLevel4Diploma(orequivalentqualification)
- StrongworkingknowledgeofMicrosoftOfficeapplications,particularlyExcelandWord
- Effectivewrittenandverbalcommunicationskills
- Strongorganisationalandtimemanagementabilities
- Professionalandconfidenttelephonemanner
- Highlevelofaccuracyandattentiontodetail
- Goodplanningandcoordinationskills
Weareanequalopportunitiesemployerandwelcomeapplicationsfromallsuitablyqualifiedindividualsregardlessofrace,sex,disability,religionorbelief,sexualorientation,orage. Duetothehighvolumeofapplicationswereceive,weregretthatwemaynotbeabletorespondtoeveryapplicantindividually.Ifyouhavenotheardfromuswithin10workingdays,pleaseassumethatyourapplicationhasbeenunsuccessfulonthisoccasion. Yourdetailswillbehandledinaccordancewithourprivacypolicyandinlinewithcurrentdataprotectionlegislation.Wemayretainyourinformationforfutureopportunitiesunlessyourequestotherwise.
